Regulatory Risk & Insights Analyst

Genistar; Tandridge; On-site; GBP 38,000 - 43,000; Full time

Job summary

A leading financial services company in the UK is seeking a Compliance & Risk Analyst to enhance its governance framework and support regulatory oversight. The role involves conducting investigations, producing compliance reports, and maintaining data quality. Candidates should have strong analytical skills, experience in financial services compliance, and proficiency in Excel. This full-time position is based in Caterham and offers a salary between £38,000 and £43,000.

Qualifications

• Experience in compliance, risk, MI reporting or data analysis within financial services.
• Exposure to fraud or misconduct investigations.
• Working knowledge of FCA expectations and GRC frameworks.

Responsibilities

• Support the Compliance Monitoring Plan, including sampling and thematic reviews.
• Conduct investigations into potential misconduct and fraud.
• Produce accurate Compliance Management Information (MI) for Senior Management.

Skills

Analytical skills

SQL/Power BI

Communication skills

Attention to detail

Education

Risk or compliance-related qualifications

Tools

Excel

Job description

A leading financial services company in the UK is seeking a Compliance & Risk Analyst to enhance its governance framework and support regulatory oversight. The role involves conducting investigations, producing compliance reports, and maintaining data quality. Candidates should have strong analytical skills, experience in financial services compliance, and proficiency in Excel. This full-time position is based in Caterham and offers a salary between £38,000 and £43,000.