Senior Compliance & Risk Leader for Client Assurance

HCLTech; Romford; On-site; GBP 70,000 - 90,000; Full time

Job summary

A financial services firm in the UK is seeking a Senior Compliance Manager responsible for legal and non-regulatory compliance assurance. You will lead compliance services to ensure full compliance with regulations while managing senior-level client relationships. Candidates should have 12-15 years of compliance experience and a professional qualification. This role requires strong leadership skills and the capacity to handle complex compliance issues effectively. The position promotes a culture of compliance across the organization.

Qualifications

• 12 – 15 years of experience in managing compliance requirements.
• Significant experience influencing and engaging at Board and Executive levels.
• Good technical experience in retail insurance.

Responsibilities

• Produce and present compliance focused papers for senior management.
• Oversee provision of compliance service to clients.
• Identify requirements for ad hoc projects directed by the Director.

Skills

Excellent Customer Focus

Relationship Management

Leadership

Education

Degree in relevant field

Professional compliance qualification

Job description

A financial services firm in the UK is seeking a Senior Compliance Manager responsible for legal and non-regulatory compliance assurance. You will lead compliance services to ensure full compliance with regulations while managing senior-level client relationships. Candidates should have 12-15 years of compliance experience and a professional qualification. This role requires strong leadership skills and the capacity to handle complex compliance issues effectively. The position promotes a culture of compliance across the organization.