Compliance Analyst – Commodities Trading Oversight

OTC Europe LLP; Greater London; On-site; GBP 35,000 - 50,000; Full time

Job summary

OTC Europe LLP based in London is seeking a Compliance Officer to support regulatory monitoring, trade reviews, and compliance recordkeeping across UK and US requirements.

The role requires understanding of commodity derivatives, FCA rules, and strong communication and prioritization skills. You will help implement a new monitoring system and contribute to staff training and ad-hoc projects.

Qualifications

• 1 year’s compliance experience in the financial services industry, preferably within an institutional brokerage environment.
• An understanding of commodity derivative products.
• Knowledge of ICE and CME rules is an advantage.
• Knowledge and understanding of the FCA rules.
• Strong communication skills, both written and verbal.
• Strong interpersonal skills and a positive ‘can-do’ attitude.
• Good time management and prioritization skills.

Responsibilities

• Trade and other monitoring, in conjunction with the Ops team, to support compliance with the firm’s regulatory monitoring requirements.
• Assisting with the review of late trade reports and follow-up as appropriate
• Monitoring of trades (audit trails)
• Communications monitoring
• Assisting with regulatory/en-change enquiries/information requests (ICE and CME).
• Assisting with conducting regulatory certification / registration processes in compliance with UK (SM&CR) and US requirements.
• Assisting with the maintenance of all relevant compliance registers, records, and files.
• Assist with the implementation of the new communications monitoring system.
• Assisting with the firm’s training programme.
• Additional ad hoc projects and work as requested by the Senior Compliance Officer or Senior Management

Skills

Compliance

Attention to detail

Communication skills

Time management

Prioritization

Job description

OTC Europe LLP based in London is seeking a Compliance Officer to support regulatory monitoring, trade reviews, and compliance recordkeeping across UK and US requirements.

The role requires understanding of commodity derivatives, FCA rules, and strong communication and prioritization skills. You will help implement a new monitoring system and contribute to staff training and ad-hoc projects.