Compliance Officer

Alexander Chapman; Greater London; On-site; GBP 70,000 - 110,000; Full time

Job summary

Alexander Chapman is seeking a Compliance Officer for a London-based role with a leading global investment firm. The position spans regulatory compliance, trading activity and broader investment oversight, offering exposure to a sophisticated environment.

The role covers FCA reporting, market conduct, monitoring and policy development, with close collaboration with front-office and senior stakeholders to drive regulatory adherence.

Qualifications

• 5–10 years of compliance experience, ideally in asset management, hedge funds or related environments.
• Strong knowledge of UK regulatory framework: FCA, MAR, MiFID II and SMCR.

Responsibilities

• FCA regulatory compliance and reporting
• Market conduct and trade surveillance
• Compliance monitoring
• Policies, procedures and regulatory developments
• Supporting front-office and investment teams
• Working closely with senior stakeholders across the business

Skills

FCA regulatory compliance

Regulatory reporting

Trade surveillance

Policy development

Regulatory knowledge UK

Job description

Compliance Officer – Investment Management | London

I’m working with a leading global investment firm that is looking to add a Compliance Officer to its growing team in London.

This is a broad, hands-on position within a sophisticated investment environment, offering exposure across regulatory compliance, trading activity and the wider investment business.

The role will cover areas including:

• FCA regulatory compliance and reporting


• Market conduct and trade surveillance


• Compliance monitoring


• Policies, procedures and regulatory developments


• Supporting front-office and investment teams


• Working closely with senior stakeholders across the business

We’re particularly interested in professionals with 5–10 years of compliance experience, ideally gained within an asset manager, hedge fund or other investment management environment.

Strong knowledge of the UK regulatory framework, including FCA requirements, MAR, MiFID II and SMCR, would be highly relevant.

This could be a strong opportunity for someone looking for a broader compliance remit, greater front-office exposure and the opportunity to join a growing investment platform.