Senior Compliance Lead - Risk & Regulatory Oversight

Cedar Cares, Inc; Greater London; On-site; GBP 90,000 - 120,000; Full time

Job summary

Cboe Europe is seeking a Senior Compliance Officer based in London to lead the risk-based Compliance framework, including CMP delivery, second-line challenge, and governance reporting. You will advise the business on regulatory obligations and maintain compliant policies and procedures, collaborating with regulatory bodies.

You will work with a skilled compliance team overseeing UK and Amsterdam operations, ensuring timely regulatory filings and keeping pace with evolving UK/EU rules.

Qualifications

• Bachelor’s degree or equivalent is required.
• Strong understanding of UK/EU regulatory regimes.
• Experience in a compliance department at an exchange or regulated firm is preferred.

Responsibilities

• Implement the risk-based Compliance Monitoring Programme (CMP).
• Deliver periodic Compliance Risk Assessments as the CMP’s key driver.
• Stay up to date with UK and EU legislative and regulatory requirements.
• Assess the impact of new/regulatory changes on the business.
• Provide compliance advice to the business on regulations.

Skills

Regulatory compliance

Risk management

Compliance monitoring

UK/EU regulations

Analytical skills

Communication skills

Education

Bachelor’s degree or equivalent

Job description

Cboe Europe is seeking a Senior Compliance Officer based in London to lead the risk-based Compliance framework, including CMP delivery, second-line challenge, and governance reporting. You will advise the business on regulatory obligations and maintain compliant policies and procedures, collaborating with regulatory bodies.

You will work with a skilled compliance team overseeing UK and Amsterdam operations, ensuring timely regulatory filings and keeping pace with evolving UK/EU rules.