Client Onboarding Leader — Compliance & Client Success

S&W Group; Liverpool; Hybrid; GBP 38.000 - 54.000; Vollzeit

Zusammenfassung

S&W Group in the United Kingdom is seeking an experienced Client Onboarding professional to manage daily duties, ensure regulatory compliance and maintain accurate client records. You will oversee a team, document tasks, resolve issues and support change initiatives to protect data quality.

You will work with the Head of Client Onboarding, contributing to risk controls, MI reporting, and continuous improvement across processes and systems within a financial services environment.

Qualifikationen

• Significant operations experience gained within financial services.
• Demonstrable knowledge of the regulatory environment relating to investment management and onboarding.
• Experience supervising junior staff and working in a team environment.

Aufgaben

• Oversee daily onboarding tasks and ensure deadlines are met.
• Document processes and ensure reconciliation items are resolved promptly.
• Provide guidance to resolve complex onboarding queries and issues.
• Maintain accurate client records and ensure data quality controls.
• Support change management initiatives and risk/control framework improvements.

Kenntnisse

Operations experience

Regulatory knowledge

Team supervision

Stakeholder management

Ausbildung

Relevant experience in client onboarding, AML/KYC

Jobbeschreibung

S&W Group in the United Kingdom is seeking an experienced Client Onboarding professional to manage daily duties, ensure regulatory compliance and maintain accurate client records. You will oversee a team, document tasks, resolve issues and support change initiatives to protect data quality.

You will work with the Head of Client Onboarding, contributing to risk controls, MI reporting, and continuous improvement across processes and systems within a financial services environment.