AO/Regulatory Reporting Analyst

AllianceBernstein; London; On-site; GBP 45,000 - 75,000; Full time

Job summary

Join a forward-thinking global investment management firm as a Regulatory Reporting Analyst. This role offers the opportunity to engage in diverse regulatory reporting responsibilities while working in a collaborative environment. You'll be at the forefront of ensuring compliance with EMEA and global regulations, managing client onboarding, and enhancing reporting processes. With a culture that promotes intellectual curiosity, your contributions will directly impact the firm's operational excellence. If you're ready to challenge your limits and thrive in a dynamic setting, this is the perfect opportunity for you.

Qualifications

• Experience in regulatory reporting for EMEA and global legislation.
• Strong analytical skills with attention to detail.

Responsibilities

• Supervise daily uploads and manage data to ensure compliance.
• Perform in-depth root cause analysis against regulatory practices.

Skills

Regulatory Reporting

Data Analysis

Client Onboarding

KPI Reporting

Problem Management

Education

Bachelor's Degree in Finance or related field

Relevant certifications (e.g., CFA, CPA)

Tools

Unavista

Job description

As a leading global investment management firm, AB fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals, and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.

With over 4,400 employees across 51 locations in 25 countries, our people are our advantage. We foster a culture of intellectual curiosity and collaboration to create an environment where everyone can thrive and do their best work. Whether you're producing thought-provoking research, identifying compelling investment opportunities, infusing new technologies into our business, or providing thoughtful advice to clients, we’re looking for unique voices to help lead us forward. If you’re ready to challenge your limits and build your future, join us.

The Regulatory Reporting Analyst will be a member of the Middle Office Investment Management Operations team, responsible for all regulatory reporting responsibilities for EMEA and some global legislation. The role involves reviewing and implementing new operational market regulations and managing daily Trade, Transaction, and Holdings reporting to ensure compliance.

The key job responsibilities include, but are not limited to:

1. Supervision of daily uploads and failure management of data to repositories and regulators
2. In-depth root cause analysis of issues against standard regulatory practice
3. Ensuring completion of Daily, Monthly, and Quarterly reconciliations between AB, regulators, and repositories
4. Client onboarding management to support regulatory reporting requirements
5. Completion of client-requested attestations and certifications with respect to ASIC & EMIR
6. Collation of KPI reporting for presentation to the internal reporting panel and senior management

What makes this role interesting?

OTC Reporting

1. Daily production upload to our chosen Transaction Repository
2. Problem management of incidents and errors related to reporting and control process enhancements
3. Business user testing of changes to reporting solutions and upstream data provider systems
4. Managing onboarding and closing processes for new clients or funds, both in-house and delegated
5. Ensuring AB’s EMIR reporting remains compliant with current and future legislation

MIFID Reporting

1. Performing MIFID reporting using external reporting solutions
2. Daily production upload to our chosen Transaction Repository (Unavista)
3. Problem management of incidents and errors related to MIFID reporting and process enhancements
4. Business user testing of reporting changes and upstream system impacts
5. Maintaining compliance of AB’s MIFID reporting with current and future legislation

Location: London, UK

About the company

AllianceBernstein's headquarters are located in New York City, though the firm is in the process of relocating to Nashville, Tennessee; the firm also has locations throughout the world.