Senior Compliance Officer

Trading-21; Berlin; Vor Ort; EUR 90.000 - 130.000; Vollzeit

Benefits dieser Stelle

Growth potential

Impactful work

Collaborative culture

Flexible environment

Employee recognition

Competitive pay

Zusammenfassung

Trading-21 in Berlin is expanding its Compliance Team and seeks an experienced compliance professional to uphold regulatory standards in Germany. The role focuses on operational excellence across MiFID-related areas, with emphasis on governance, conduct risk, and regulatory interactions with BaFin.

You will partner with Legal and cross-functional teams to advise on product releases, outsourcing, and consumer protection, while building strong relationships with internal stakeholders to support

Qualifikationen

• Proven experience in compliance within a MiFID-regulated firm.
• Degree level in Law, Finance, Business or related field.
• Professional English; German language skills are a strong plus.
• At least five years in a compliance-focused role with senior responsibilities.
• Strong knowledge of BaFin regulations and frameworks.
• Excellent organizational skills and ability to take ownership under pressure.
• Experience working across international teams and time zones.

Aufgaben

• Ensure operational excellence in compliance aligning with BaFin guidelines.
• Provide expert compliance advice on products, services, and governance topics.
• Drive cross-functional compliance projects to timely delivery.
• Oversee financial promotions review for regulatory standards.
• Maintain and update compliance policies and procedures.
• Collaborate with Legal to manage BaFin relationships.

Kenntnisse

Regulatory compliance

English proficiency

German a plus

Ausbildung

Degree in Law/Finance/Business or related field

Jobbeschreibung

Our mission is to enable everyone to build wealth

We reinvent how trading and investing work by creating exceptional products people love.

Fostering a culture of excellence and high velocity is the key to our success.

Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion.

We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.

What you'll do

• Ensure operational excellence in all relevant compliance areas while aligning with BaFin's regulatory guidelines.

• Provide expert compliance advice on current and future products, services, and overarching compliance topics such as product governance, vulnerable customers, conflict of interest, outsourcing, and conduct risk.

• Support and drive compliance projects, collaborating with cross-functional teams to deliver results within agreed timelines.

• Oversee the financial promotions review process, ensuring all materials meet regulatory standards.

• Maintain and update compliance policies and procedures, ensuring effective implementation across the organization.

• Build and manage relationships with internal stakeholders, offering tailored compliance guidance to support business objectives.

• Collaborate with the Legal team to manage regulatory interactions, including the relationship with BaFin.

What you need to have

• Proven experience in compliance, with a track record of driving operational excellence within a MiFID-regulated firm.

• Educated to degree level in Law, Finance, Business, or a related field.

• Professional proficiency in English, with German language skills considered a strong advantage.

• At least five years of experience in a compliance-focused role, with exposure to senior responsibilities.

• Strong understanding of regulatory compliance frameworks and guidelines, particularly those relevant to BaFin.

• Exceptional organizational skills, with the ability to take ownership and deliver under pressure.

• Experience working in international environments, coordinating across different time zones using digital tools.

What we offer

• Challenges that will help you grow and realise your potential really fast

• Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth

• Work with smart, spirited, helpful, high-performing colleagues with a common goal

• An environment where nothing is set in stone

• Appreciation for your talent and ideas

• Generous remuneration package

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