Compliance Officer

Trading 212; Berlin; Vor Ort; EUR 65.000 - 95.000; Vollzeit

Benefits dieser Stelle

Generous remuneration package

Opportunity to shape compliance in a p

Zusammenfassung

Trading 212, expanding into Germany, is hiring a Compliance professional to lead BaFin-aligned activities and monitor investment products. You will shape the CMP, provide guidance on new products, and ensure promotions meet regulatory standards.

The role requires regulatory knowledge, strong communication, and the ability to manage multiple priorities in a fast-paced fintech environment. English fluency is essential with German a strong advantage.

Qualifikationen

• Experience in compliance, preferably in financial services or investment sector.
• Strong interest in regulatory compliance and financial services industry.
• Excellent communication and interpersonal skills.
• Ability to work well under pressure and manage multiple priorities in a fast-paced environment.

Aufgaben

• Own day-to-day compliance activities aligned with BaFin regulatory requirements.
• Oversee monitoring of investment products and processes.
• Develop the Compliance Monitoring Program (CMP) by conducting reports, collecting data, and following up on findings.
• Provide compliance input on current and upcoming products and services across the business.
• Provide compliance guidance on current and upcoming products and services, partnering with senior stakeholders across the business.
• Review and approve financial promotions, ensuring full regulatory compliance.
• Own and maintain compliance policies and procedures, proactively identifying gaps and driving improvements.

Kenntnisse

Compliance experience

Regulatory knowledge

English proficiency

Interpersonal skills

Ability to work under pressure

Ausbildung

Law/Finance degree

Jobbeschreibung

Our mission is to enable everyone to build wealth. We reinvent how trading and investing work by creating exceptional products people love. Fostering a culture of excellence and high velocity is the key to our success. Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion. We\'re now expanding into Germany and strengthening our Compliance Team to uphold the company\'s commitment to integrity and regulatory adherence.

What You'll Do

• Own day-to-day compliance activities aligned with BaFin regulatory requirements.
• Oversee monitoring of investment products and processes.
• Develop the Compliance Monitoring Program (CMP) by conducting reports, collecting data, and following up on findings.
• Provide compliance input on current and upcoming products and services across the business.
• Provide compliance guidance on current and upcoming products and services, partnering with senior stakeholders across the business.
• Review and approve financial promotions, ensuring full regulatory compliance.
• Own and maintain compliance policies and procedures, proactively identifying gaps and driving improvements.

What You Need To Have

• Experience in compliance, preferably within the financial services or investment sector.
• A degree in Law, Finance, or a related discipline, or an equivalent qualification.
• A strong interest in regulatory compliance and the financial services industry.
• Excellent communication and interpersonal skills.
• Ability to work well under pressure, adapt quickly, and learn on the job.
• Strong analytical and problem-solving skills, with the ability to manage multiple priorities in a fast-paced environment.
• Professional proficiency in English, with German language skills considered a strong advantage.

What We Offer

• High-impact ownership in a fast-scaling fintech used by millions of investors across Europe.
• The opportunity to shape and build the compliance function for a major market.
• Challenges that will help you grow and realize your potential fast.
• Opportunity to make a significant impact - you will build innovative services used by millions of investors to build wealth.
• Work with smart, spirited, helpful, high-performing colleagues with a common goal.
• An environment where nothing is set in stone.
• Appreciation for your talent and ideas.
• Generous remuneration package

Are you ready to accelerate your career with us? We'd love to hear from you!

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