Senior Risk & Controls Analyst, Governance & Control

TD; Toronto; On-site; CAD 82,000 - 115,000; Full time

Job summary

TD Securities is seeking a Senior Analyst for the Governance & Control (G&C) team in Toronto to support risk and control activities across the business. You will handle RCSA documentation, inventories, and process-level risk assessments, collaborating with risk partners to identify gaps and remediation opportunities.

The role requires a degree, 2 years in risk/audit/compliance, strong communication, and the ability to work independently in a fast-paced environment. On-site TD offices expected.

Qualifications

• University or Post-Graduate degree; professional accounting/auditing/risk management designation would be considered an asset.
• 2 years of relevant experience (Risk, Audit, Compliance preferred).
• Prior audit experience, quality control testing experience, or familiarity with TD Bank testing methodology.
• Strong interpersonal and relationship management skills.
• Flexibility to quickly adapt to changing and ambiguous initiatives or requirements and ability to work collaboratively across functions and thrive in a fast-paced environment.
• Effective time management, multi-tasking, and organizational skills to meet tight timeframes.
• Well-developed written and verbal communication skills, as well as confident presentation and facilitation skills.
• Ability to take initiative and work independently and in a team environment.
• Ability to process and handle confidential information with discretion.
• Skill in using analytical software tools, data analysis methods and reporting techniques is an asset.

Responsibilities

• Assist with creation and maintenance of Value Chain (VC), Assessable Unit (AU), and Unique Business Process (UBP) inventories
• Perform Risk and Control Self-Assessment (RCSA) documentation and engage other risk partners in RCSA execution.
• Assess multiple individual processes concurrently, consolidate risks and controls across processes to eliminate duplication, and identify any gaps in processes as well as process inventory.
• Assist with RCSA interim updates as operational risk events/issues arise
• Identify and recommend opportunities to automate, enhance or streamline controls and any other processes.
• Ensure that exceptions are appropriately analyzed, reported, and tracked to resolution. Further, support TDS Businesses in developing action/remediation plans to address internal control gaps as well as the root cause themes.
• Identify opportunities to improve processes, realize efficiencies in testing (where possible) and deliver a better testing experience to TDS Businesses.
• Assist with ad-hoc initiatives and strategies from a risk and control perspective.
• Contribute to and promote positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings, and knowledge with the team.

Skills

Interpersonal skills

Communication skills

Time management

Multitasking

Organizational skills

Presentation skills

Facilitation skills

Initiative

Discretion

Analytical thinking

Education

University degree

Post-Graduate degree

Accounting/Audit/Risk designation (asset)

Job description

TD Securities is seeking a Senior Analyst for the Governance & Control (G&C) team in Toronto to support risk and control activities across the business. You will handle RCSA documentation, inventories, and process-level risk assessments, collaborating with risk partners to identify gaps and remediation opportunities.

The role requires a degree, 2 years in risk/audit/compliance, strong communication, and the ability to work independently in a fast-paced environment. On-site TD offices expected.