Regulatory Compliance Testing Lead

Rogers Bank; Calgary; On-site; CAD 70,000 - 110,000; Full time

Benefits offered by this job

Competitive salary

Annual bonus

Health and dental benefits

Pension plan

RRSP and stock matching

Job summary

Rogers Bank is expanding its Regulatory Compliance Management (RCM) function to identify, measure, monitor, and report regulatory compliance risks across the bank. This testing-focused role supports the CCO in implementing and maintaining the Bank RCM program.

You will update controls, assist with training, and help produce monthly/quarterly compliance reports while working with a knowledgeable team in a dynamic financial services environment.

Qualifications

• 3+ years of experience in Regulatory Compliance Management, Compliance Testing, or Audit.
• Deep Financial Services industry knowledge and understanding of independent risk functions.
• Knowledge of Federally Regulated Financial Institution (FRFI) regulatory requirements.
• Knowledge of complaints handling and sales practices controls.
• Analytical skills and data-driven decision-making.
• Ability to work autonomously and communicate with all levels.

Responsibilities

• Manage the Bank’s Regulatory Compliance Management (RCM) program and update it as needed.
• Test regulatory control activities to evaluate effectiveness and adherence to requirements.
• Identify, assess, and oversee remediation of issues and root-cause analysis.
• Assist in developing Compliance training and communications programs.
• Help identify areas of focus for independent testing based on knowledge and trends.
• Assist with day-to-day functionality of the GRC-Resolver system related to RCM.
• Develop monthly and quarterly reports on overall compliance state and testing results.

Skills

Regulatory Compliance

Compliance Testing

Audit

Financial Services

FRFI Regulations

Data‑driven decisions

Communication skills

Independent work

Education

Business degree

MBA/CA/CIA asset

Tools

GRC-Resolver

Job description

Rogers Bank is expanding its Regulatory Compliance Management (RCM) function to identify, measure, monitor, and report regulatory compliance risks across the bank. This testing-focused role supports the CCO in implementing and maintaining the Bank RCM program.

You will update controls, assist with training, and help produce monthly/quarterly compliance reports while working with a knowledgeable team in a dynamic financial services environment.