Regulatory Compliance Testing Manager

Rogers Bank; Vancouver; On-site; CAD 90,000 - 140,000; Full time

Benefits offered by this job

Competitive salary & annual bonus

Health and dental benefits

Pension plan, RRSP, TFSA, and stock-mé

Volunteer time off

Charitable matching

Growth & development opportunities

Wellness programs

Diversity and inclusion initiatives

Job summary

Rogers Bank in Canada seeks a Regulatory Compliance professional to manage and enhance the RCM program, perform independent testing, and oversee issue remediation. You will contribute to training, reporting, and ensuring regulatory alignment across the bank.

Ideal candidates have 3+ years in regulatory compliance or audit within financial services, with strong analytical, communication, and autonomous work capabilities. Onsite role located in Toronto with growth opportunities.

Qualifications

• 3+ years of experience in Regulatory Compliance Management, Compliance Testing, and/or Audit.
• Deep Financial Services industry knowledge and understanding of how independent risk functions work with the business.
• Significant knowledge of FRFI regulatory requirements.
• In-depth knowledge of processes including Complaints Handling, Sales Practices, Governance and related controls.
• Strong analytical skills with attention to detail.
• Experience in data-driven decision-making.
• Ability to work autonomously and drive engagement as an owner.
• Strong written and verbal communication across all levels.

Responsibilities

• Manage the Bank’s Regulatory Compliance Management (RCM) program, updating and improving it to ensure compliance with regulatory requirements.
• Test regulatory control activities to evaluate effectiveness and adherence to requirements.
• Identify and oversee remediation of issues, support root-cause analysis for control failures.
• Aid in development of Compliance training and communication programs.
• Assess areas for independent testing based on knowledge and trends.
• Assist with day-to-day operation of the GRC-Resolver system related to RCM.
• Develop monthly and quarterly reports on overall compliance status and testing results.

Skills

Regulatory Compliance

Compliance Testing

Audit

Financial Services

Analytical Skills

Data-driven decisions

Communication

Education

MBA, CA, CIA or related qualification

Tools

GRC-Resolver

Job description

Rogers Bank in Canada seeks a Regulatory Compliance professional to manage and enhance the RCM program, perform independent testing, and oversee issue remediation. You will contribute to training, reporting, and ensuring regulatory alignment across the bank.

Ideal candidates have 3+ years in regulatory compliance or audit within financial services, with strong analytical, communication, and autonomous work capabilities. Onsite role located in Toronto with growth opportunities.