Senior Manager, Compliance Testing & Controls

Rogers Communications, Inc.; Toronto; On-site; CAD 90,000 - 130,000; Full time

Benefits offered by this job

Annual bonus

Health and dental benefits

Pension plan

Employee discounts

Volunteer time off

Charity matching

Internal mobility program

Wellness programs

Job summary

Rogers Bank is seeking a Manager, Compliance Testing to strengthen the Regulatory Compliance Management (RCM) program. The role focuses on independent testing of controls and reporting of compliance status within the Bank.

You will help drive remediation and training initiatives across the organization. We look for candidates with 3+ years in regulatory compliance, strong financial services knowledge, and the ability to communicate effectively at all levels.

Qualifications

• 3+ years of experience in Regulatory Compliance Management, Compliance Testing, and/or Audit.
• Deep Financial Services industry knowledge and understanding of independent risk functions.
• Significant knowledge of FRFI regulatory requirements.
• In-depth knowledge of business processes including complaints handling and sales controls.

Responsibilities

• Manage the Bank’s Regulatory Compliance Management (RCM) program and updates.
• Monitor and test regulatory control activities to evaluate effectiveness.
• Oversee issue resolution, remediation plans and root-cause analysis.
• Contribute to compliance training and communication programs.
• Prepare monthly and quarterly reports on the bank's compliance state.

Skills

Regulatory Compliance

Compliance Testing

Audit

Education

Business degree

MBA or CA/CIA asset

Tools

GRC-Resolver system

Job description

Rogers Bank is seeking a Manager, Compliance Testing to strengthen the Regulatory Compliance Management (RCM) program. The role focuses on independent testing of controls and reporting of compliance status within the Bank.

You will help drive remediation and training initiatives across the organization. We look for candidates with 3+ years in regulatory compliance, strong financial services knowledge, and the ability to communicate effectively at all levels.