Director, Enterprise Compliance & Internal Audit (Canada)

RBC; Toronto; On-site; CAD 150,000 - 210,000; Full time

Benefits offered by this job

Bonuses and flexible benefits

Stock options where applicable

Global network access

Job summary

RBC seeks a Director to lead Canada and Enterprise Compliance Audit within the CAE Group. You will drive assurance activities across second-line compliance and privacy, shaping coverage strategies and developing a Compliance COE to serve auditees and regional teams.

You will partner with Global Audit leaders to align regulatory priorities, oversee first- and second-line audits, and mentor senior staff while delivering trusted risk insights across the enterprise.

Qualifications

• 7–10 years of experience in a financial institution or regulatory compliance.
• Deep knowledge of Canadian risk governance frameworks (OSFI E-13) and privacy/consumer protection.
• Experience with risk-based audit planning, reporting to executives, and managing client relationships.
• Leadership and people management experience.

Responsibilities

• Audit Planning using a risk-based approach and end-to-end execution to assess key risk practices.
• Lead a team of Sr. Managers and Managers delivering the regulatory compliance audit plan.
• Develop audit findings, reports and recommendations for process optimization and compliance programs.
• Develop Compliance CoE and advise first and second line on regulatory testing.
• Create and maintain Regulatory Compliance Standard Audit Programs and training for auditors.
• Lead continuous monitoring and analytics to identify emerging risk areas and weaknesses.
• Maintain productive relationships with senior leadership in Regulatory Compliance and Audit.

Skills

Adaptability

Auditing

Detail-Oriented

Internal Controls

Interpersonal Relationship Management

Long Term Planning

Multi-Level Communication

Organizational Savvy and Politics

Results-Oriented

Education

University degree (e.g. business, accounting, legal)

Job description

RBC seeks a Director to lead Canada and Enterprise Compliance Audit within the CAE Group. You will drive assurance activities across second-line compliance and privacy, shaping coverage strategies and developing a Compliance COE to serve auditees and regional teams.

You will partner with Global Audit leaders to align regulatory priorities, oversee first- and second-line audits, and mentor senior staff while delivering trusted risk insights across the enterprise.