Analyst – Regulatory Client Outreach

IFG International Financial Group Ltd; Ontario; Hybrid; CAD 60,000 - 100,000; Full time

Job summary

An established industry player is seeking an Associate for Regulatory Client Outreach. This hybrid role involves engaging with institutional clients and ensuring compliance with regulations in the financial services sector. You will leverage your experience in regulatory compliance and client onboarding to support trade control operations, while also utilizing your analytical skills to manage data effectively. This exciting opportunity offers a chance to work within a top-tier bank, contributing to essential compliance initiatives and gaining exposure to the dynamic world of capital markets. If you are passionate about finance and compliance, this role could be the perfect fit for you.

Qualifications

• 3-5 years of experience in Regulatory Compliance and Client Onboarding.
• Familiarity with Capital Markets and institutional clients is essential.

Responsibilities

• Support regulatory compliance and client onboarding processes.
• Collect, validate, and consolidate data for reporting and analysis.

Skills

Regulatory Compliance

Client Onboarding

Trade Control/Trade Desk Support

Research and Analysis

Technical Skills

Job description

Our client, a Top 5 Bank in Canada, is looking to hire an Associate - Regulatory Client Outreach for their team with an initial 12-month contract, which is renewable. This role is currently hybrid in the Toronto office.

Candidate Requirements/Must-Have skills:

• Minimum of 3-5 years of experience in:
• Regulatory Compliance
• Client Onboarding
• Trade Control/Trade Desk Support or operations, preferably in the Capital Markets line of business

Familiarity with Capital Markets Clientele Business and product knowledge is essential. Familiarity with institutional clients, including Asset Managers, Insurance Companies, Pensions, Sovereign Wealth Funds is required. Good research, analysis, and documentation skills to collect, validate, and consolidate the required data/information into appropriate formats are necessary. Candidates should possess some technical skills and have a comfort level working with existing and new technology and software applications.

Nice to Have:

1. Regulatory Environment - Financial Services - Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT, NMS, CIRO (IIROC)
2. Knowledge of Retail, Commercial and Wealth Business and their clients in Financial Institutions is an asset
3. Data management experience and applicable techniques

If you are interested in hearing more about this role, please send your updated resume in MS Word format to [e-mail].