Trade Surveillance Lead – Compliance & Python Analytics

Life Trading PTY LTD.; Sydney; Presencial; AUD 120.000 - 160.000; Tempo integral

Benefícios oferecidos por esta vaga

Competitive Salary

Health and Wellbeing Initiatives

Anniversary Leave

Social Events

Professional Development

Resumo da vaga

Life Trading Pty Ltd is seeking a Trade Surveillance Manager to oversee all proprietary surveillance activities from our Sydney office. You will monitor trading activity, conduct investigations, and maintain comprehensive records in line with regulatory requirements.

The role requires at least 5 years in market surveillance, strong understanding of trading practices, and experience with SMARTS and TT. Collaboration with traders and the Compliance team is essential to uphold governance and risk

Qualificações

• Familiarity with SMARTS for trade surveillance and monitoring.
• Minimum of 5 years’ experience in market or trade surveillance.
• Solid understanding of trading activities and prohibited trading practices.
• Previous experience in trade surveillance within proprietary trading firms, regulators, or clearing houses.

Responsabilidades

• Monitor trading activity and conduct investigations.
• Discuss trading behaviours with traders to provide guidance and insights.
• Prepare Board reporting on surveillance activities, trends, and issues.
• Maintain surveillance records and ensure regulatory alignment.
• Undertake routine surveillance and compliance checks across trading operations.
• Provide coverage and support for the Compliance team as needed.

Conhecimentos

Python scripting

Market surveillance

Regulatory compliance

Ferramentas

SMARTS

TT

Descrição da vaga

Life Trading Pty Ltd is seeking a Trade Surveillance Manager to oversee all proprietary surveillance activities from our Sydney office. You will monitor trading activity, conduct investigations, and maintain comprehensive records in line with regulatory requirements.

The role requires at least 5 years in market surveillance, strong understanding of trading practices, and experience with SMARTS and TT. Collaboration with traders and the Compliance team is essential to uphold governance and risk