Equities & Derivatives Trade Surveillance Specialist

JPMorgan Chase & Co.; Sydney; On-site; AUD 120,000 - 150,000; Full time

Job summary

JPMorgan Chase & Co. in Australia seeks an Associate in the Compliance Surveillance team to review trade surveillance alerts across equities and futures.

You will work with regional colleagues and business partners to identify potential market misconduct and breaches of laws and internal policies. The role focuses on reviewing alerts, analysing data, and supporting regional initiatives to enhance the surveillance program across asset classes.

Qualifications

• Minimum 5 years of relevant experience in Trade Surveillance or Compliance Advisory, covering equities/futures.

Responsibilities

• Use trade and communications surveillance tools to analyse system-generated alerts and identify potential breaches.
• Conduct analysis using Bloomberg, market data sources and regulatory developments.
• Collaborate with Australian business partners, Operations and Technology to understand trading activity and regulatory requirements.
• Identify and escalate unusual or potentially suspicious activity.
• Monitor escalated matters through to completion with accurate case records.

Skills

Trade surveillance

Regulatory knowledge

Analytical skills

Attention to detail

Team collaboration

Tools

Nasdaq SMARTS

Actimize

Bloomberg

Reuters

Job description

JPMorgan Chase & Co. in Australia seeks an Associate in the Compliance Surveillance team to review trade surveillance alerts across equities and futures.

You will work with regional colleagues and business partners to identify potential market misconduct and breaches of laws and internal policies. The role focuses on reviewing alerts, analysing data, and supporting regional initiatives to enhance the surveillance program across asset classes.