Senior Trade Surveillance Lead - Compliance & Analytics

Life Trading PTY LTD.; Sydney; Presencial; AUD 150.000 - 210.000; Tempo integral

Benefícios oferecidos por esta vaga

Competitive Salary

Flat Management Structure

Work-Life Balance

Health and Wellbeing Initiatives

Anniversary Leave

Social Events and team activities

Professional Development and learning

Employee Recognition Programme

Resumo da vaga

Life Trading Pty Ltd is seeking a Trade Surveillance Manager in Sydney to lead surveillance across trading operations, ensuring regulatory compliance and robust recordkeeping. You will monitor activity, conduct investigations, and engage with traders on compliance matters within the compliance function framework.

The role emphasizes collaboration with the Operations team and ongoing alignment with market developments and regulatory changes.

Qualificações

• Familiarity with SMARTS for trade surveillance.
• Minimum 5 years’ experience in market or trade surveillance.
• Solid understanding of trading activities and prohibited practices.
• Experience in trade surveillance within proprietary trading firms, regulators, or clearing houses.

Responsabilidades

• Manage all Trade Surveillance and Reporting activities.
• Conduct securities surveillance using SMARTS and derivatives surveillance using TT to ensure regulatory compliance.
• Undertake trade investigations using Python to analyse and review trades.
• Discuss trading behaviours directly with traders to provide guidance and insights.
• Carry out routine surveillance and compliance checks across trading operations.
• Prepare Board reporting on surveillance activities, trends, and any key issues.
• Handle surveillance alert calibration and ongoing management to maintain effectiveness.
• Ensure trade surveillance records are fully and accurately documented.

Conhecimentos

Trade surveillance

Market knowledge

Regulatory understanding

Communication with traders

Ferramentas

SMARTS

TT

Python

Descrição da vaga

Life Trading Pty Ltd is seeking a Trade Surveillance Manager in Sydney to lead surveillance across trading operations, ensuring regulatory compliance and robust recordkeeping. You will monitor activity, conduct investigations, and engage with traders on compliance matters within the compliance function framework.

The role emphasizes collaboration with the Operations team and ongoing alignment with market developments and regulatory changes.