Strategic Compliance Manager – Financial Services

Ethos BeathChapman; Sydney; On-site; AUD 120,000 - 160,000; Full time

Job summary

Ethos BeathChapman is partnering with a well-established financial services organisation to recruit a Compliance Manager into a broad and highly visible role.

Reporting into senior leadership, you will play a key role in maintaining and enhancing the compliance framework, providing practical regulatory advice, overseeing compliance monitoring and reporting, and supporting the business in meeting its regulatory obligations.

Qualifications

• Experience in compliance within a regulated financial services environment.
• Strong understanding of Australian regulatory requirements.
• Experience with compliance frameworks, monitoring and reporting.
• Ability to interpret regulation and provide practical business advice.
• Strong stakeholder management and communication skills.

Responsibilities

• Provide compliance advice across the business.
• Maintain and enhance compliance frameworks, policies and procedures.
• Manage compliance incidents, breaches and reporting.
• Support compliance monitoring and assurance activities.
• Deliver regulatory and compliance reporting to senior stakeholders.
• Monitor regulatory change and assist with implementation.
• Facilitate compliance training and awareness initiatives.
• Build effective relationships across the business and wider stakeholder group.

Skills

Regulatory compliance

Stakeholder management

Regulatory reporting

Education

Law / compliance qualification

Risk management qualification

Job description

Ethos BeathChapman is partnering with a well-established financial services organisation to recruit a Compliance Manager into a broad and highly visible role.

Reporting into senior leadership, you will play a key role in maintaining and enhancing the compliance framework, providing practical regulatory advice, overseeing compliance monitoring and reporting, and supporting the business in meeting its regulatory obligations.