Senior Compliance Manager - Mortgages & Asset Finance

Banking & Finance; Sydney; On-site; AUD 110,000 - 160,000; Full time

Job summary

Banking & Finance in Sydney is seeking a Compliance lead to oversee the group’s compliance framework across consumer credit, mortgages, and asset finance. You will train staff, manage ACL/AFSL licenses, and liaise with regulators to ensure strict adherence to obligations.

The role requires a strong compliance background, excellent written and verbal communication, and the ability to work independently while driving results.

Qualifications

• Strong understanding of consumer credit laws and compliance frameworks.
• Experience training and managing regulatory licenses (ACL/AFSL).
• Ability to assess incidents and breaches and report findings.
• Experience engaging regulators (ASIC) and preparing compliance reports.

Responsibilities

• Manage the group’s compliance management framework.
• Conduct training and oversee the group’s ACL/AFSL licenses.
• Assess incidents/breaches and report as required.
• Engage with regulators (ASIC) and other authorities.
• Ensure continued regulatory compliance across obligations and processes.

Skills

Regulatory compliance

NCCP knowledge

Incident reporting

Stakeholder engagement

Education

Legal background or equivalent

Job description

Banking & Finance in Sydney is seeking a Compliance lead to oversee the group’s compliance framework across consumer credit, mortgages, and asset finance. You will train staff, manage ACL/AFSL licenses, and liaise with regulators to ensure strict adherence to obligations.

The role requires a strong compliance background, excellent written and verbal communication, and the ability to work independently while driving results.