Compliance Specialist – FinServ Growth & Impact

Linking Careers; Sydney; Presencial; AUD 90.000 - 130.000; Jornada completa

Descripción de la vacante

Linking Careers in Sydney is pleased to present a Compliance Specialist role within a rapidly expanding financial services team. You will support ongoing AFSL obligations, monitor distributor arrangements, and help maintain the compliance framework to drive practical business outcomes.

This is ideal for a detail-oriented professional with 2–3 years in a similar role who wants primary responsibility for license compliance, complaints handling, policy maintenance, and contributing to audits and

Formación

• 2-3 years in a similar role
• sound understanding of AFSL obligations
• experience managing complaints
• experience maintaining compliance framework

Responsabilidades

• Monitoring of distributor arrangements
• Coordinate complaints, breaches and reportable situations
• Maintain compliance policies and registers
• Support training and CPD programs
• Assist with regulatory change implementation and audit/assurance activities

Conocimientos

AFSL obligations understanding

Complaints management

Compliance framework maintenance

Attention to detail

Regulatory requirements

Descripción del empleo

Linking Careers in Sydney is pleased to present a Compliance Specialist role within a rapidly expanding financial services team. You will support ongoing AFSL obligations, monitor distributor arrangements, and help maintain the compliance framework to drive practical business outcomes.

This is ideal for a detail-oriented professional with 2–3 years in a similar role who wants primary responsibility for license compliance, complaints handling, policy maintenance, and contributing to audits and