Regulatory Change Lead - Compliance & Governance

Commonwealth Bank

Sydney

On-site

AUD 180,000 - 240,000

Full time

37 hours ago
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Job summary

Commonwealth Bank's CommSec is seeking a Senior Manager Compliance to lead regulatory change initiatives across the business. You will collaborate with senior stakeholders to ensure obligations are understood, embedded and delivering better customer and business outcomes.

Based in Sydney, this role offers exposure to governance forums, licensing activities and enterprise-wide reporting, with a strong focus on risk management and continuous improvement.

Qualifications

  • Experience in Compliance, Regulatory Change, Risk & Controls, Governance, or Legal and Regulatory Advisory environments.
  • Strong knowledge of regulatory change, Compliance Management Frameworks and risk management practices.
  • Excellent written and verbal communication skills.
  • Strong stakeholder engagement and influencing capability.
  • A proactive and collaborative approach, with the ability to quickly understand complex issues and deliver practical outcomes.
  • Strong organisational and prioritisation skills.
  • A tertiary qualification in Finance, Business, Law or Risk Management.

Responsibilities

  • Lead the identification, assessment and monitoring of regulatory change initiatives impacting CommSec, providing advice and support to Line 1 Risk and the business throughout implementation.
  • Monitor and deliver insights on regulatory developments and implementation progress through CRO reporting, governance forums and internal communications.
  • Contribute to the delivery of high-quality Line 2 Risk governance reporting, including reporting to the CommSec Risk Committee and CommSec Board.
  • Provide compliance advisory support to the CommSec Chief Controls Office, including licensing activities, CSAs and RCSAs.
  • Support compliance activities including Line 2 monitoring, assurance reviews and obligations management.
  • Drive continuous improvement across CommSec's regulatory change processes and practices.

Skills

Compliance
Regulatory Change
Risk & Controls
Governance
Legal Advisory

Education

Finance
Business
Law
Risk Management

Job description

Commonwealth Bank's CommSec is seeking a Senior Manager Compliance to lead regulatory change initiatives across the business. You will collaborate with senior stakeholders to ensure obligations are understood, embedded and delivering better customer and business outcomes.

Based in Sydney, this role offers exposure to governance forums, licensing activities and enterprise-wide reporting, with a strong focus on risk management and continuous improvement.

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