Senior Regulatory Change & Governance Lead

Commonwealth Bank; Sydney; On-site; AUD 180,000 - 260,000; Full time

Job summary

Commonwealth Bank's CommSec Risk Management division seeks a Senior Manager Compliance to lead regulatory change initiatives across the business, partnering with senior stakeholders to embed obligations and improve customer and business outcomes.

In Governance and Framework Team, you will support governance reporting, licensing activities, and development of Compliance policies, while delivering high-quality risk reporting to Committees.

Qualifications

• Experience in Compliance, Regulatory Change, Risk & Controls, Governance, or Legal and Regulatory Advisory environments.
• Strong knowledge of regulatory change, Compliance Management Frameworks and risk management practices.
• Excellent written and verbal communication skills.
• Strong stakeholder engagement and influencing capability.
• A proactive and collaborative approach, with the ability to quickly understand complex issues and deliver practical outcomes.
• Strong organisational and prioritisation skills.
• A tertiary qualification in a relevant discipline such as Finance, Business, Law or Risk Management.

Responsibilities

• Lead the identification, assessment and monitoring of regulatory change initiatives impacting CommSec, providing advice and support to Line 1 Risk and the business throughout implementation.
• Monitor and deliver insights on regulatory developments and implementation progress through CRO reporting, governance forums and internal communications.
• Contribute to the delivery of high-quality Line 2 Risk governance reporting, including reporting to the CommSec Risk Committee and CommSec Board.
• Provide compliance advisory support to the CommSec Chief Controls Office, including licensing activities, CSAs and RCSAs.
• Support compliance activities including Line 2 monitoring, assurance reviews and obligations management.
• Drive continuous improvement across CommSec’s regulatory change processes and practices.

Skills

Compliance

Regulatory change

Risk & controls

Governance

Legal advisory

Communication

Stakeholder engagement

Prioritisation

Organisation

Collaboration

Education

Tertiary qualification in Finance/Business/Law/Risk Management

Job description

Commonwealth Bank's CommSec Risk Management division seeks a Senior Manager Compliance to lead regulatory change initiatives across the business, partnering with senior stakeholders to embed obligations and improve customer and business outcomes.

In Governance and Framework Team, you will support governance reporting, licensing activities, and development of Compliance policies, while delivering high-quality risk reporting to Committees.