Compliance & Risk Manager — Automation & Regulatory Focus

Australian Compliance Institute; Sydney; Hybrid; AUD 180,000 - 240,000; Full time

Benefits offered by this job

Hybrid work schedule (2 days remote)

Core hours 10:00–15:00

Career opportunities locally and海外

Subsidised health insurance

Health and fitness incentive program

Paid caregiver leave up to 16 weeks

Education assistance (CFA) and exam-le

Employee assistance program including

Life and salary continuance insurance

Job summary

Dimensional is a global investment manager delivering evidence-based investment solutions. The Compliance and Risk Manager reports to the Head of Compliance and supports regulatory obligations, process improvements, and automation during a period of transition.

This 12-month fixed-term contract focuses on strengthening compliance capabilities, embedding controls, and reducing manual processes across the organization.

Qualifications

• 5–7 years of experience in financial services compliance or risk roles.
• Experience in compliance, risk, or regulatory roles within financial services.
• Knowledge of Corporations Act and ASIC Regulatory Guides.
• Ability to manage competing priorities in a fast-paced environment.
• Excellent communication with senior management, directors and external stakeholders.

Responsibilities

• Reviewing and sign-off of all promotional material.
• Coordinate regulatory lodgements, reporting and statutory obligations.
• Identify opportunities for automation and efficiency improvements in compliance processes.
• Design and implement workflow improvements to reduce manual administration.
• Assist in implementing technology solutions and automated compliance tracking.
• Maintain and test Dimensional's compliance monitoring program and systems.
• Review business initiatives from a compliance perspective.
• Identify and analyze compliance obligations and consult expert legal advice as needed.
• Oversee front office mandate monitoring using CRIMS.
• Assist with product-related requests.

Skills

Regulatory compliance

Stakeholder communication

Education

Bachelor's degree in finance or law

Tools

CRIMS

Job description

Dimensional is a global investment manager delivering evidence-based investment solutions. The Compliance and Risk Manager reports to the Head of Compliance and supports regulatory obligations, process improvements, and automation during a period of transition.

This 12-month fixed-term contract focuses on strengthening compliance capabilities, embedding controls, and reducing manual processes across the organization.