Compliance Analyst - Fintech, Hybrid, Growth Path

Swyftx; Brisbane; Hybrid; AUD 90,000 - 130,000; Full time

Benefits offered by this job

Hybrid working

Unlimited fee-free trading

Leadership training

Social activities

In-house barista

Weekly catered lunches

Job summary

Swyftx is seeking a Compliance Analyst to support our compliance team from Brisbane or Melbourne with a hybrid model (two days in the office). You will review marketing materials for regulatory alignment, handle day-to-day compliance inquiries, manage compliance registers and assist with audits and policy updates.

The role values risk-based thinking, strong communication, attention to detail and collaboration across teams, with an interest in cryptocurrency and digital assets welcomed.

Responsibilities

• Reviewing marketing materials and customer communications to ensure compliance with relevant regulatory requirements.
• Supporting day-to-day compliance enquiries, providing clear guidance and escalating more complex matters.
• Maintaining compliance registers including obligations and conflicts of interest registers; supporting licence administration.
• Assisting with compliance monitoring, documenting findings and tracking follow-up actions.
• Supporting updates to policies, procedures and compliance documentation.
• Assisting with regulatory changes, audits and compliance initiatives by gathering information and maintaining accurate records.
• Identifying opportunities to simplify processes and improve efficiency of day-to-day work.

Job description

Swyftx is seeking a Compliance Analyst to support our compliance team from Brisbane or Melbourne with a hybrid model (two days in the office). You will review marketing materials for regulatory alignment, handle day-to-day compliance inquiries, manage compliance registers and assist with audits and policy updates.

The role values risk-based thinking, strong communication, attention to detail and collaboration across teams, with an interest in cryptocurrency and digital assets welcomed.