APAC Compliance Associate - AML/KYC & Regulation

Pimco; Sydney; Vor Ort; AUD 120.000 - 180.000; Vollzeit

Zusammenfassung

PIMCO in Sydney is seeking an experienced compliance professional to manage and enhance the firm’s regulatory compliance program for APAC operations. The role supports two senior executives across multiple regulatory areas and may provide regional coverage for APAC offices.

Responsibilities include monitoring and improving compliance controls, AML/KYC oversight, licensing and disclosures, and coordinating audits while staying current on regulatory developments.

Qualifikationen

• Minimum 3 years' experience in legal, compliance or audit within financial services.
• Degree qualified in finance, accounting or law.
• Strong communication and collaboration skills.
• Self-motivated, resourceful and able to take initiative and work autonomously.
• Ability to work under pressure with good organization and time management.

Aufgaben

• Manage and administer the firm’s compliance programme across marketing material reviews, surveillance, AML/KYC, incident/breach handling, licensing, governance and audits.
• Provide governance packs for Compliance Committee and Boards; coordinate internal/external audits.
• Advise business on regulatory developments and help design and implement an effective compliance program.
• Deliver compliance training to staff and maintain training records.
• Oversee ETF continuous disclosure obligations and compliance with listing requirements.

Kenntnisse

Communication

Collaboration

Self-motivation

Initiative

Time management

Organizational skills

Ausbildung

Finance/accounting/law degree

Jobbeschreibung

PIMCO in Sydney is seeking an experienced compliance professional to manage and enhance the firm’s regulatory compliance program for APAC operations. The role supports two senior executives across multiple regulatory areas and may provide regional coverage for APAC offices.

Responsibilities include monitoring and improving compliance controls, AML/KYC oversight, licensing and disclosures, and coordinating audits while staying current on regulatory developments.