Senior Compliance Assurance Analyst - Remote & Growth

Abu Dhabi Commercial Bank; Abu Dhabi; Hybrid; AED 250,000 - 420,000; Full time

Benefits offered by this job

Competitive salary

Comprehensive benefits

Flexible/remote work options

Learning & development opportunities

Job summary

Abu Dhabi Commercial Bank in the UAE is seeking a Senior Analyst – Compliance Assurance to join Group Compliance & Governance. You will perform assurance reviews and ensure controls are effective across processes, with a focus on preventing financial crime and maintaining market integrity.

The role covers Conduct Assurance, Consumer Protection reviews and policy governance, and may offer flexible/remote work depending on eligibility.

Qualifications

• At least 4 years of experience in Banking in Compliance, Branch or Operational Risk departments.
• Bachelor’s Degree in Finance, Accounting, Commerce or Business Administration.
• Microsoft Office Suite.
• Knowledge of UAE Central Bank (UAECB), Securities and Commodities Authority regulations, Banking rules and regulations
• Knowledge of international Banking best practices.

Responsibilities

• Perform assurance review and testing of processes within Group Compliance in order to evaluate the effectiveness of key controls from a design and operating perspective.
• Perform Conduct Assurance reviews to ensure high ethical standards of integrity, fair dealing, and best practices and delivery of fair customer outcomes and market integrity.
• Perform review on Consumer Protection, ensuring that all requirements are met and any identified gaps that require remediated with corrective actions are identified.
• Assist in the review on ADCB Code of Conduct to ensure they are well-designed and implemented to guide employees to make decisions that meet the highest standards of integrity, professionalism, and ethical behavior.
• Manage ABC mailbox to process any Gifts and Entertainments (G&E) approval requests from the business and support functions in the Bank, obtaining approval from the designated ABC Officer to ensure all requests and approvals are recorded in the G&E register.
• Investigate any escalation on potential ABC breach coming from ABC mailbox and/or other sources and update in the ABC breach register to ensure all breaches are followed through to conclusion.
• Assist in developing ABC training, including e-learning material, as per the refreshed Policy and Procedure to ensure all materials include the latest expectations.

Job description

Abu Dhabi Commercial Bank in the UAE is seeking a Senior Analyst – Compliance Assurance to join Group Compliance & Governance. You will perform assurance reviews and ensure controls are effective across processes, with a focus on preventing financial crime and maintaining market integrity.

The role covers Conduct Assurance, Consumer Protection reviews and policy governance, and may offer flexible/remote work depending on eligibility.