Strategic Compliance Risk Specialist

PPS; Johannesburg; On-site; ZAR 700,000 - 1,000,000; Full time

Job summary

PPS is seeking a Compliance Risk Management professional to implement compliance risk solutions within strategic guidelines and policies, helping manage regulatory risks by providing advice to operational management.

Reporting to the Senior Manager: Group Compliance, the role applies risk management principles, policies, processes, and CURA to minimise risks and ensure adherence across the business unit.

Qualifications

• Bachelor’s degree in Law, Commerce, Risk Management, or related field
• Postgraduate Diploma in Compliance Risk Management or FAIS RE 1 (preferred)
• FAIS RE 1 (Key Individual exam) advantageous, registration as FAIS Compliance Officer

Responsibilities

• Project management and implementation of key compliance projects.
• Identify gaps or potential deficiencies in compliance and other business areas and resolve.
• Presentations to Exco, or key resource used by Exco, for delivery of projects.
• Risk Assessment of Regulatory items.
• Comments on draft bills and other draft regulatory requirements.
• Maintain compliance risk assessments and compliant risk management plans for prioritised regulatory items on CURA.
• Developed and maintained compliance monitoring plans.
• Compliance monitoring activities.
• Recommended corrective actions – prescribing and escalations.
• Managed corrective action.
• Managed complaints.
• Managed breaches and risk exposures.
• Implementation of requirements arising from new and amended regulatory items.
• Compliance training on regulatory items.
• Training on compliance methodology.
• Compliance reporting.
• Provide advice to business on compliance matters and implementation of controls, including control effectiveness assessments.
• Support business in providing necessary updates on CURA.

Skills

Ethics & Integrity

Analytical Thinking

Effective Communication

Risk Management

Change Management

Planning & Organisation

Relationship Building

Education

Bachelor’s degree in Law/Commerce/Risk Mgmt

Postgraduate Diploma in Compliance Risk Management or FAIS RE 1

FAIS RE 1 advantageous, registration as FAIS Compliance Officer

Job description

PPS is seeking a Compliance Risk Management professional to implement compliance risk solutions within strategic guidelines and policies, helping manage regulatory risks by providing advice to operational management.

Reporting to the Senior Manager: Group Compliance, the role applies risk management principles, policies, processes, and CURA to minimise risks and ensure adherence across the business unit.