Regulatory Compliance Counsel – Financial Services, Paarl

Placements24; Stellenbosch; Híbrido; ZAR 900.000 - 1.600.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Highly competitive salary package

Comprehensive medical aid and pension/

Ongoing professional development

Descripción de la vacante

Placements24 is seeking a Legal Counsel specializing in Regulatory Compliance for a prominent financial services institution in Paarl, Western Cape. The role focuses on adhering to FAIS, FICA, and POPIA, monitoring regulatory changes, and advising senior management on compliance matters.

The ideal candidate is an admitted attorney with 6+ years post-qualification experience, strong analytical abilities, and the capacity to implement comprehensive compliance programs across multiple business

Formación

• Admitted Attorney with a minimum of 6 years post-qualification experience focusing on financial services regulation and compliance.
• In-depth knowledge of SA financial services legislation (FAIS, FICA, Companies Act, POPIA).
• Proven experience developing and implementing compliance programs.
• Excellent analytical, problem-solving and research skills.
• Strong written and verbal communication with the ability to explain regulatory requirements clearly.

Responsabilidades

• Monitor, interpret, and advise on regulatory developments impacting the financial services industry.
• Develop and implement compliance policies, procedures, and controls.
• Conduct regulatory risk assessments and assist in mitigation strategies.
• Manage regulatory filings and submissions to authorities (e.g., FSCA).
• Investigate potential compliance breaches and recommend corrective actions.
• Provide legal and compliance training to employees across departments.
• Liaise with regulatory bodies and external advisors on compliance matters.
• Advise on legal implications of new product development and business initiatives from a compliance perspective.
• Review marketing materials for regulatory compliance.
• Maintain records of compliance activities and regulatory interactions.

Conocimientos

Regulatory compliance

Regulatory analysis

Legal research

Communication

Educación

Bachelor of Laws (LLB)

Descripción del empleo

Placements24 is seeking a Legal Counsel specializing in Regulatory Compliance for a prominent financial services institution in Paarl, Western Cape. The role focuses on adhering to FAIS, FICA, and POPIA, monitoring regulatory changes, and advising senior management on compliance matters.

The ideal candidate is an admitted attorney with 6+ years post-qualification experience, strong analytical abilities, and the capacity to implement comprehensive compliance programs across multiple business