Investment Risk & Regulatory Reporting Analyst

Prescient; Wes-Kaap; On-site; ZAR 900,000 - 1,300,000; Full time

Job summary

Prescient is seeking a regulatory reporting specialist to support the Investment Risk & Compliance function, ensuring accurate consolidation and timely submission of ASISA, Regulation 28 and SARB returns, with focus on instrument classification and data integrity.

The role includes managing the reporting calendar, assisting with complex instrument reviews, and leveraging AI to improve efficiency while supporting CISCA compliance and second-line monitoring activities.

Qualifications

• Qualification to degree or diploma level in finance/commerce/investment management/economics/law (or studying towards)
• Progress towards CFA or FRM would be advantageous

Responsibilities

• Preparing, quality-checking and consolidating regulatory reporting submissions for Prescient Manco and clients (ASISA, Regulation 28, SARB)
• Owning the reporting calendar: deadlines, data cut-offs and dependencies
• Assisting with instrument classification reviews including derivatives and complex instruments
• Apply instrument classification methodology consistently and escalate novel instruments
• Perform reconciliations and data integrity checks across datasets
• Communicate with service providers and internal teams to ensure timely data loads
• Utilise AI and other tech to enhance reporting processes
• Draft and maintain procedure notes, logs and working papers
• Monitor regulatory changes (SARB, Regulation 28, ASISA) and assess impact
• Support CISCA compliance frameworks and second line monitoring data needs
• Liaise with FSPs, trustees, regulators and service providers
• Assist with internal and external audits (CISCA, SARB, BN52, ISAE 3402)
• Contribute to ad-hoc investment and regulatory projects

Job description

Prescient is seeking a regulatory reporting specialist to support the Investment Risk & Compliance function, ensuring accurate consolidation and timely submission of ASISA, Regulation 28 and SARB returns, with focus on instrument classification and data integrity.

The role includes managing the reporting calendar, assisting with complex instrument reviews, and leveraging AI to improve efficiency while supporting CISCA compliance and second-line monitoring activities.