Compliance Officer: Financial Services Reg & Risk Leader

Placements24; Mossel Bay; On-site; ZAR 480,000 - 720,000; Full time

Benefits offered by this job

Competitive salary based on experience

Medical aid contributions

Provident fund

Professional development and certs

Annual leave allowance

Employee assistance program

Job summary

Placements24 in Mossel Bay, Western Cape, seeks a diligent Compliance Officer to uphold laws, regulations, and internal policies in the Banking & Finance sector. The role requires developing, implementing, and monitoring compliance programs with risk assessments and guidance on regulatory matters.

You will collaborate with operations, legal, and management to embed a culture of compliance, maintaining ethical standards and a strong attention to detail.

Qualifications

• Bachelor's degree in Law, Finance, Business Administration, or related field.
• 3–5 years in a compliance role.
• Solid understanding of SA financial regulations (FAIS, FICA, POPIA).
• Experience in risk assessments and mitigation strategies.
• Strong analytical and detail-oriented mindset.
• Proficient with compliance management software.
• Great written and verbal communication.
• High integrity and ethical conduct.
• Ability to work with multiple stakeholders.

Responsibilities

• Develop, implement, and maintain the company's compliance program.
• Monitor adherence to relevant laws and regulations, including FSCA.
• Conduct regular compliance risk assessments and audits.
• Investigate potential compliance breaches and recommend corrective actions.
• Prepare compliance reports for senior management and regulatory bodies.
• Provide training and guidance to staff on compliance policies and procedures.
• Stay updated on changes in legislation and regulatory requirements affecting the financial services industry.
• Manage regulatory filings and interactions with supervisory authorities.
• Develop and implement policies and procedures to prevent financial crime, such as money laundering and fraud.
• Ensure that all customer-facing activities comply with consumer protection regulations.

Skills

Analytical skills

Attention to detail

Communication

Independent work

Regulatory awareness

Education

Bachelor's degree in Law/Finance/Business Administration

Tools

Compliance management software

Job description

Placements24 in Mossel Bay, Western Cape, seeks a diligent Compliance Officer to uphold laws, regulations, and internal policies in the Banking & Finance sector. The role requires developing, implementing, and monitoring compliance programs with risk assessments and guidance on regulatory matters.

You will collaborate with operations, legal, and management to embed a culture of compliance, maintaining ethical standards and a strong attention to detail.