Banking & Finance Compliance Officer (Stellenbosch)

Placements24; Stellenbosch; On-site; ZAR 600,000 - 800,000; Full time

Benefits offered by this job

Medical aid

Provident fund

Professional growth opportunities

Job summary

Placements24 is seeking a diligent Compliance Officer to join a reputed financial services firm in Stellenbosch, Western Cape. The role focuses on ensuring compliance with FAIS, FICA, POPIA and other regulatory requirements within Banking & Finance.

The position is office-based in Stellenbosch, requiring strong analytical abilities, integrity and ability to train staff and liaise with auditors and regulators.

Qualifications

• Bachelor's degree in Law, Finance, Business Administration or related field.
• 3-5 years of experience in a compliance role within Banking & Finance.
• In-depth knowledge of SA financial regulations (FAIS, FICA, POPIA).
• Strong analytical and investigative skills.
• Excellent written and verbal communication.

Responsibilities

• Monitor and interpret relevant financial regulations and legislation affecting Banking & Finance.
• Develop, implement, and maintain compliance policies and procedures.
• Conduct regular compliance reviews and risk assessments to identify potential non-compliance.
• Investigate compliance breaches and recommend corrective actions.
• Develop and deliver compliance training programs for employees.
• Prepare and submit regulatory reports to authorities.
• Stay updated on regulatory changes and advise management.
• Liaise with internal and external auditors on compliance matters.
• Maintain records of compliance activities and communications.
• Foster a culture of compliance throughout the organization.

Skills

Regulatory knowledge

Analytical skills

Communication skills

Education

Bachelor's degree in Law/Finance/Business Administration

Tools

Microsoft Office Suite

Job description

Placements24 is seeking a diligent Compliance Officer to join a reputed financial services firm in Stellenbosch, Western Cape. The role focuses on ensuring compliance with FAIS, FICA, POPIA and other regulatory requirements within Banking & Finance.

The position is office-based in Stellenbosch, requiring strong analytical abilities, integrity and ability to train staff and liaise with auditors and regulators.