Wealth Planner & Investment Advisor

TD Bank, N.A.; Auburn (ME); On-site; USD 72,000 - 108,000; Full time

Job summary

TD Bank, N.A. is seeking Financial Advisors/Planners to deliver comprehensive financial planning guidance and investment solutions for TD Wealth clients in Auburn, Maine.

This role focuses on planning, client service, and relationship development to increase wallet share and help clients achieve goals in asset accumulation, preservation, and growth. Qualified candidates will have SIE, Series 7, and Series 63 licenses (or the ability to obtain Series 66).

Qualifications

• Bachelor's degree strongly preferred and relevant licenses are required.
• SIE, Series 7, and Series 63 required; Series 66 or ability to obtain within Licensing Schedule.

Responsibilities

• Provide financial planning guidance and investment management solutions to TD Wealth clients.
• Onboard new clients with a comprehensive discovery and needs analysis.
• Develop plans and conduct Annual Client Reviews (ACR) to review goals and plan progress.
• Qualify opportunities and lead/referral generation to grow wallet share with TD Wealth clients.

Skills

Financial planning

Investment sales

Client relationship management

Regulatory compliance

Education

Bachelor's degree

SIE

Series 7

Series 63

Series 66

Job description

TD Bank, N.A. is seeking Financial Advisors/Planners to deliver comprehensive financial planning guidance and investment solutions for TD Wealth clients in Auburn, Maine.

This role focuses on planning, client service, and relationship development to increase wallet share and help clients achieve goals in asset accumulation, preservation, and growth. Qualified candidates will have SIE, Series 7, and Series 63 licenses (or the ability to obtain Series 66).