Wealth Advisor: Growth & Planning

TD Bank Group; Auburn, Northern (ME, KY); Hybrid; USD 72,000 - 108,000; Full time

Job summary

TD Bank Group is hiring a Financial Advisor at multiple levels in Auburn, Maine. The role focuses on providing financial planning guidance and selling investment management solutions to TD Wealth clients.

You will review client goals, deliver planning and recommendations, and act as the central contact to grow share of wallet while meeting regulatory requirements. Ideal candidates have 2+ years of advisory experience, SIE, Series 7, 63, and ideally Series 66 or the ability to obtain them.

Qualifications

• Experience selling investments and providing financial plans.
• Commitment to customer-centric service and achieving retention/growth.
• Ability to onboard new clients and coordinate with servicing teams.

Responsibilities

• Serve as primary point of contact for TD Wealth client relationships and coordinate with retail and wealth partners.
• Meet quarterly and annual sales goals while delivering comprehensive wealth planning experiences.
• Adhere to regulatory requirements and TD policies, including CIP and due diligence.

Skills

Investment sales

Financial planning

Client service

Wealth management

Education

Bachelor's degree

SIE

Series 7

Series 63

Series 66 or equivalent

Job description

TD Bank Group is hiring a Financial Advisor at multiple levels in Auburn, Maine. The role focuses on providing financial planning guidance and selling investment management solutions to TD Wealth clients.

You will review client goals, deliver planning and recommendations, and act as the central contact to grow share of wallet while meeting regulatory requirements. Ideal candidates have 2+ years of advisory experience, SIE, Series 7, 63, and ideally Series 66 or the ability to obtain them.