Wealth Operations Lead — Client-Centric Excellence

LPL Financial; Fort Mill (SC, FL); On-site; USD 69,000 - 115,000; Full time

Benefits offered by this job

401K matching

Health benefits

Employee stock options

Paid time off

Volunteer time off

Job summary

LPL Financial in the United States is seeking an Operations Manager to lead the Wealth Advisors Group. You will manage day-to-day operations, develop a team of operations specialists, and serve as escalation for complex issues while ensuring a world-class client experience.

This role emphasizes coaching, process improvement, compliance, and collaboration with Wealth Advisors Group leadership. A bachelor’s degree or equivalent, plus 2+ years of leadership and Series 7 (or within 180 days) are

Qualifications

• Bachelor’s degree or equivalent work experience in a related discipline.
• 2+ years of experience with coaching, management, or leading a team.
• Series 7 (or ability to obtain within 180 days).

Responsibilities

• Provide strategic leadership while staying tactically close to the day-to-day operations.
• Train, develop, and mentor a team of operations specialists through coaching, rewards & recognition, and development opportunities.
• Partner with the Wealth Advisors Group leadership team to achieve departmental goals and initiatives.
• Identify operational deficiencies and address by implementing new processes to increase efficiency and accuracy.
• Create, update and implement operational training and guides.
• Exercise excellent business judgment while following compliance processes and procedures.
• Conduct weekly team meetings to provide updates and address questions and/or concerns.

Skills

Team leadership

Education

Bachelor’s degree or equivalent

Tools

Salesforce

Smartsheet

Job description

LPL Financial in the United States is seeking an Operations Manager to lead the Wealth Advisors Group. You will manage day-to-day operations, develop a team of operations specialists, and serve as escalation for complex issues while ensuring a world-class client experience.

This role emphasizes coaching, process improvement, compliance, and collaboration with Wealth Advisors Group leadership. A bachelor’s degree or equivalent, plus 2+ years of leadership and Series 7 (or within 180 days) are