Wealth Advisory Operations Specialist - White-Glove Support

LPL Financial; United States; On-site; USD 30,307 - 50,971; Full time

Job summary

LPL Financial in the United States seeks a Premier Operations Specialist to provide comprehensive admin and operational support for WealthAG Advisors Group. You will assist advisors and clients with account inquiries, documentation, and transfers while upholding high compliance standards.

The role emphasizes proactive service, accuracy, and urgency in a fast-paced environment, enabling exceptional client experiences and collaborative problem solving across teams.

Qualifications

• Must hold Active Series7 and Series63, or ability to obtain within 180 days.
• 1+ year of direct client-facing experience in financial services.

Responsibilities

• Provide high-quality phone support to WealthAG advisors and end-clients.
• Manage account notifications, cash management, RMD outreach, and document signing.
• Prepare and submit new account documentation for processing.
• Coordinate rollovers and transfers (ACAT) to ensure timely completion.
• Identify client needs and refer to advisors for financial guidance.
• Maintain training on policies, procedures, platforms, and service best practices.

Skills

Phone support

Client relationship

Regulatory compliance

Problem solving

Team collaboration

Education

Series 7 / Series 63 licenses

Tools

Salesforce

ClientWorks

BETA

Job description

LPL Financial in the United States seeks a Premier Operations Specialist to provide comprehensive admin and operational support for WealthAG Advisors Group. You will assist advisors and clients with account inquiries, documentation, and transfers while upholding high compliance standards.

The role emphasizes proactive service, accuracy, and urgency in a fast-paced environment, enabling exceptional client experiences and collaborative problem solving across teams.