Wealth Operations Analyst: Client Onboarding & Settlement

IT Accel, Inc.; New York (NY); On-site; USD 60,000 - 80,000; Full time

Job summary

A financial services firm in New York seeks an operational professional for a 6-month contract role. Responsibilities include managing client accounts, ensuring regulatory compliance, and supporting securities transactions. Candidates should have at least 2 years' operational experience within financial services and strong knowledge of KYC/AML regulations. Familiarity with industry platforms like Bloomberg is essential. This role requires excellent analytical and communication skills to facilitate efficient service delivery.

Qualifications

• Minimum of 2 years of operational experience in financial services.
• Experience with client onboarding and AML/KYC compliance.
• Experience with regulatory reporting such as FINRA TRACE.

Responsibilities

• Open and maintain client accounts while ensuring compliance.
• Coordinate securities and cash transfers for timely processing.
• Investigate and resolve settlement issues and transaction exceptions.

Skills

Account opening procedures

KYC/AML regulations

Analytical skills

Communication skills

Problem-solving skills

Familiarity with industry platforms

Education

High school diploma or GED

Bachelor’s degree in business, economics, mathematics, or related field

Tools

DTCC

Bloomberg

NetX360

Job description

A financial services firm in New York seeks an operational professional for a 6-month contract role. Responsibilities include managing client accounts, ensuring regulatory compliance, and supporting securities transactions. Candidates should have at least 2 years' operational experience within financial services and strong knowledge of KYC/AML regulations. Familiarity with industry platforms like Bloomberg is essential. This role requires excellent analytical and communication skills to facilitate efficient service delivery.