Investment Operations Specialist: Client Onboarding

Lead Advisor; Westport (CT); Hybrid; USD 69,000 - 80,000; Full time

Job summary

A wealth management recruiting firm in Westport is seeking an Investment Operations Service Associate. This role involves onboarding new clients and servicing existing ones, requiring Series 7 and 66 licenses. Ideal candidates are detail-oriented team players with strong communication skills and a passion for a fast-paced environment. The job is full-time, requiring four days in the office. Compensation ranges from $69,000 to $80,000 annually. A positive attitude and ability to learn quickly are essential for success.

Qualifications

• Experience in an investment operations role is preferred.
• Candidate must be willing to obtain necessary licenses.
• Exceptional communication skills are required.

Responsibilities

• Onboard new investment clients and service existing clients.
• Prepare paperwork for account opening and monitor transfers.
• Provide high-touch service during client onboarding.

Skills

Strong professional communication skills

Attention to detail

Ability to learn quickly

Team player

Education

1-3 years in investment operations or willing to learn

Series 7 and 66 licenses or willingness to obtain

CT Life and Health license or willingness to obtain

Tools

NetX360

Envestnet

Job description

A wealth management recruiting firm in Westport is seeking an Investment Operations Service Associate. This role involves onboarding new clients and servicing existing ones, requiring Series 7 and 66 licenses. Ideal candidates are detail-oriented team players with strong communication skills and a passion for a fast-paced environment. The job is full-time, requiring four days in the office. Compensation ranges from $69,000 to $80,000 annually. A positive attitude and ability to learn quickly are essential for success.