Wealth Management: Private Client Investment Associate

Fairygodboss; Walnut Creek (CA); On-site; USD 90,000 - 130,000; Full time

Job summary

J.P. Morgan Chase in Walnut Creek, CA is seeking a Private Client Investment Associate to provide client service and operational support within Wealth Management. The role focuses on assisting Private Client Advisors with account activity, referrals and wealth planning support.

Responsibilities include processing requests, preparing reports, managing risk, and ensuring regulatory compliance while supporting the team with timely execution and client satisfaction.

Qualifications

• A valid and active Series 7 license is required or may be obtained within a 60 day condition of employment
• If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment

Responsibilities

• Support Advisors book of business including facilitating operational requests such as account opening, money movement and trades
• Assist Advisors by building client relationships and handling requests and referrals
• Prepare performance reports and conduct account reviews
• Engage in risk management including KYCs and inquiries
• Support procedures and compliance forms and documentation
• Prioritize daily work and meet deadlines while maintaining team culture

Skills

Client service

Relationship management

Time management

Job description

J.P. Morgan Chase in Walnut Creek, CA is seeking a Private Client Investment Associate to provide client service and operational support within Wealth Management. The role focuses on assisting Private Client Advisors with account activity, referrals and wealth planning support.

Responsibilities include processing requests, preparing reports, managing risk, and ensuring regulatory compliance while supporting the team with timely execution and client satisfaction.