Wealth Management: Private Client Investment Associate

Next Frontier Capital; Dublin (CA); On-site; USD 65,000 - 100,000; Full time

Job summary

J.P. Morgan Chase in the Wealth Management division seeks a Private Client Investment Associate to provide client service, operational support, and administrative assistance to Private Client Advisors.

You will help with account openings, money movement, trades, and preparing performance reports, while engaging in risk management and maintaining client relationships. This role offers a path to deeper wealth planning experience and exposure to a broad investment platform and advisory services

Qualifications

• Valid and active Series 7 license required or may be obtained within 60 days of employment
• If registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment

Responsibilities

• Support Advisors book of business including account openings, money movements, and investment trades
• Assist in building and maintaining client relationships through processing requests and providing up-to-date information
• Assist in managing relationship and account reviews and prepare performance reports
• Engage in Risk Management including Know Your Customer procedures and account reviews
• Support procedures and compliance requirements and ensure timely completion of forms and documentation
• Prioritize daily work and meet deadlines
• Foster team culture and collaborative working relationships

Skills

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance license

Job description

J.P. Morgan Chase in the Wealth Management division seeks a Private Client Investment Associate to provide client service, operational support, and administrative assistance to Private Client Advisors.

You will help with account openings, money movement, trades, and preparing performance reports, while engaging in risk management and maintaining client relationships. This role offers a path to deeper wealth planning experience and exposure to a broad investment platform and advisory services