Wealth Advisory: Private Client Investment Associate

JPMorgan Chase & Co.; Huntington Beach (CA); On-site; USD 60,000 - 90,000; Full time

Job summary

J.P. Morgan Chase is seeking a Private Client Investment Associate within Wealth Management in the United States. You will provide client service, operational support, and administrative assistance to Private Client Advisors, helping with account openings, trades, and wealth planning tasks.

The role emphasizes relationship building, risk management, and adherence to compliance procedures while supporting daily workflows and a collaborative team culture.

Qualifications

• Valid and active Series 7 license required or may be obtained within 60 days of employment
• If registered after Oct 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
• A valid and active Series 66 (63/65) and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment

Responsibilities

• Support Advisors book of business including facilitating operational requests such as account opening, money movement and investment trades
• Assist Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting with wealth planning
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely performance reports
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquiries
• Support business unit operational procedures and compliance requirements (e.g. completion of required forms and documentation)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Skills

Series 7 license

SIE exam

Series 66 license

Life and Health Insurance license

Job description

J.P. Morgan Chase is seeking a Private Client Investment Associate within Wealth Management in the United States. You will provide client service, operational support, and administrative assistance to Private Client Advisors, helping with account openings, trades, and wealth planning tasks.

The role emphasizes relationship building, risk management, and adherence to compliance procedures while supporting daily workflows and a collaborative team culture.