Wealth Management: Private Client Associate

Next Frontier Capital; Montclair (NJ); On-site; USD 70,000 - 110,000; Full time

Job summary

J.P. Morgan Chase is seeking a Private Client Investment Associate for Wealth Management. You will provide client service, operational marketing and administrative support to Private Client Advisors, helping manage accounts and wealth planning for clients and referral sources.

You will assist with account opening, money movement, trades, and performance reporting while ensuring risk controls and regulatory compliance are maintained. A collaborative, client-focused mindset is essential.

Qualifications

• Valid and active Series 7 license required or may be obtained within 60 days of employment
• If you were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam
• A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in the role as a condition of employment

Responsibilities

• Support Advisors book of business including facilitating accurately and timely operational requests such as account opening, money movement and investment trades
• Aid the Advisors by building and maintaining client relationships through processing requests, resolving issues, and providing up-to-date information and assisting the Advisors with ongoing wealth planning for clients and referral source management and new lead generation
• Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; prepare timely and accurate performance reports
• Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquiries
• Support business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
• Prioritize daily work, track progress for current work, and consistently meet deadlines
• Maintain and foster team culture

Education

Series 7 license

SIE exam

Series 66 (63/65)

Life and Health Insurance license

Job description

J.P. Morgan Chase is seeking a Private Client Investment Associate for Wealth Management. You will provide client service, operational marketing and administrative support to Private Client Advisors, helping manage accounts and wealth planning for clients and referral sources.

You will assist with account opening, money movement, trades, and performance reporting while ensuring risk controls and regulatory compliance are maintained. A collaborative, client-focused mindset is essential.