Wealth Management: Private Client Investment Associate

Next Frontier Capital; Walnut Creek (CA); On-site; USD 85,000 - 110,000; Full time

Benefits offered by this job

Health coverage

On-site wellness centers

Retirement savings plan

Tuition reimbursement

Mental health support

Financial coaching

Job summary

J.P. Morgan Chase's Wealth Management division is seeking a Private Client Investment Associate to support Private Client Advisors with client service, operations, and administrative tasks. You will help with account openings, money movements, investment trades, and wealth planning support.

The role emphasizes relationship-building, risk management, compliance, and timely reporting, with opportunities for professional growth and a competitive rewards package.

Qualifications

• A valid and active Series 7 license is required or must be obtained within 60 days of employment.
• If registered after October 1, 2018, you must also have a valid and active Securities Industry Essentials (SIE) exam.
• A valid and active Series 66 (or 63/65) and Life and Health Insurance license must be obtained within 60 days of starting the role.

Responsibilities

• Support Advisors’ book of business, including accurately and timely operational requests such as account opening, money movement, and investment trades.
• Build and maintain client relationships by processing requests, resolving issues, providing up-to-date information, and assisting with ongoing wealth planning and referral source management.
• Assist in managing relationship and account reviews, promote firm services to deepen client relationships, and prepare timely and accurate performance reports.
• Actively engage in risk management, including Know Your Customer procedures, account reviews, and inquiries.
• Support business unit operational procedures and compliance requirements (e.g., completion of required operational forms and documentation).
• Prioritize daily work, track progress, and consistently meet deadlines.
• Maintain and foster a positive team culture.

Skills

Series 7

SIE

Series 66/63/65

Life and Health Insurance license

Job description

J.P. Morgan Chase's Wealth Management division is seeking a Private Client Investment Associate to support Private Client Advisors with client service, operations, and administrative tasks. You will help with account openings, money movements, investment trades, and wealth planning support.

The role emphasizes relationship-building, risk management, compliance, and timely reporting, with opportunities for professional growth and a competitive rewards package.