Wealth Management GRC Risk & Compliance Analyst

Regions Bank; Birmingham (AL); On-site; USD 63,000 - 78,000; Full time

Benefits offered by this job

Paid Vacation/Sick Time

401K with Company Match

Medical, Dental and Vision Benefits

Disability Benefits

Health Savings Account

Flexible Spending Account

Life Insurance

Parental Leave

Employee Assistance Program

Volunteer Program

Job summary

Regions Bank in Hoover, Alabama seeks a Business Unit Operational Risk Analyst within Wealth Management Risk Control. The role ensures line-of-business operations comply with regulatory requirements and internal policies, working with first-line and enterprise risk teams to strengthen the Operational Risk Framework.

The position emphasizes governance, risk assessments, control testing, and collaboration across departments to drive compliant processes and accurate reporting.

Qualifications

• Bachelor’s degree in finance, risk or related field with 3+ years in finance/risk/operations
• Seven years in finance, risk or operations with HS/gd acceptable alternative
• Strong analytical, reporting and communication skills

Responsibilities

• Conducts compliance reviews and analyzes business units and processes
• Maintains documentation and reports to management on compliance issues
• Supports regulatory reporting for Sarbanes-Oxley and AML/OFAC compliance
• Analyzes execution of the operational risk management framework across lines of business
• Reviews contracts and statements of work for risk and control considerations
• Maintains inventory of key controls and updates regulatory inventories
• Supports governance, risk and compliance activities across Wealth Management
• Assists in front-line risk assessments and control testing

Skills

Attention to detail

Analytical skills

Communication skills

Organizational skills

Risk management

Critical thinking

Prioritization

Adaptability

Education

Bachelor’s degree in finance, risk, or related field

High School Diploma or GED with 7 years’ experience

Tools

GRC tooling

GRC platforms

Integrated risk management systems

Job description

Regions Bank in Hoover, Alabama seeks a Business Unit Operational Risk Analyst within Wealth Management Risk Control. The role ensures line-of-business operations comply with regulatory requirements and internal policies, working with first-line and enterprise risk teams to strengthen the Operational Risk Framework.

The position emphasizes governance, risk assessments, control testing, and collaboration across departments to drive compliant processes and accurate reporting.