Senior Wealth Compliance & Risk Advisor

City National Bank; Minneapolis (MN); On-site; USD 90,000 - 150,000; Full time

Benefits offered by this job

Healthcare benefits

401(k) matching

Tuition reimbursement

Career development

Job summary

City National Bank is seeking a Senior Compliance Specialist for Wealth Management to establish and implement a robust compliance program across operations. You will monitor regulatory requirements, provide guidance to internal teams, and support reporting to senior leadership.

Ideal candidates have 5+ years in bank/compliance operations and strong knowledge of OCC rules, RNDIP, ERISA, and risk management. This role focuses on maintaining CNB's compliance framework and achieving ongoing policy

Qualifications

• Bachelor's Degree or equivalent.
• Minimum 5 years of experience with bank operations and/or compliance operations.
• Minimum 5 years of experience with risk management and/or Compliance policies and procedures.

Responsibilities

• Monitor, analyze and escalate OCC requirements for RNDIP, Regulation R, and ERISA issues.
• Advise CNB colleagues on operational compliance matters across the organization.
• Oversee remediation within the CNB/RBC Testing Program.
• Identify and suggest improvements to internal compliance policies and procedures.
• Maintain knowledge of RNDIP, Regulation R, and ERISA including QPAM requirements.
• Assist in annual and ongoing reports to executive management and the board.

Skills

Regulatory knowledge

Leadership & organization

Analytical skills

Communication skills

Microsoft Office proficiency

Education

Bachelor's Degree or equivalent

5+ years in bank operations/compliance

5+ years in risk management / policy

Tools

Bank back office systems

Job description

City National Bank is seeking a Senior Compliance Specialist for Wealth Management to establish and implement a robust compliance program across operations. You will monitor regulatory requirements, provide guidance to internal teams, and support reporting to senior leadership.

Ideal candidates have 5+ years in bank/compliance operations and strong knowledge of OCC rules, RNDIP, ERISA, and risk management. This role focuses on maintaining CNB's compliance framework and achieving ongoing policy