Wealth Management Client Associate | Licensure Path

RBC; Clive (IA); On-site; USD 45,000 - 65,000; Full time

Benefits offered by this job

Total rewards program

Flexible benefits

Career development

Coaching and growth

Work-life balance

Job summary

RBC Wealth Management is hiring a Client Associate/Registered Client Associate to support financial advisors and clients in the Clive, IA area. You will use your administrative and operational skills to help advisors manage and grow their business while maintaining a client-first approach and complying with regulatory standards.

You’ll build relationships, respond to client questions, assist with account documentation, and coordinate transfers and trades, all within a fast-paced, professional

Qualifications

• Bachelor’s degree or job-related experience.
• Strong verbal and written communication, people, organizational, and client service skills.
• Attention to detail with a mindset to improve advisor efficiency.
• Series 7 and 66 (or 63/65) licenses or willingness to obtain within 12 months of hire.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Handle account inquiries and client needs, escalating to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining required account documentation and communicating with clients about items needed.
• Facilitate transfers of funds and securities, complete trades, and process checks, wires and ACHs promptly.
• Maintain confidentiality in line with RBC’s Code of Conduct.

Skills

Customer service

Data entry

Data gathering & analysis

Desktop tools

Group problem solving

Interpersonal relationships

Knowledge organization

Teamwork

Time management

Word processing software

Education

Bachelor’s degree or job-related experience

Job description

RBC Wealth Management is hiring a Client Associate/Registered Client Associate to support financial advisors and clients in the Clive, IA area. You will use your administrative and operational skills to help advisors manage and grow their business while maintaining a client-first approach and complying with regulatory standards.

You’ll build relationships, respond to client questions, assist with account documentation, and coordinate transfers and trades, all within a fast-paced, professional