Wealth Management Client Associate

RBC; Rockford (IL); On-site; USD 40,000 - 60,000; Full time

Benefits offered by this job

401(k) with company matching

Health insurance

Dental insurance

Vision insurance

Life insurance

Disability insurance

Paid time off

Job summary

RBC Wealth Management in the United States is hiring a Client Associate/Registered Client Associate to support financial advisors and clients. You will handle account inquiries, documentation, and onboarding in a fast-paced, collaborative environment.

This role emphasizes a client-first approach, adherence to compliance, and the ability to research and resolve problems. A Bachelor's degree and licenses (Series 7/66) are required or will be pursued within 12 months; training and development are

Qualifications

• Bachelor's degree or relevant job experience required.
• Strong communication, client service, and organizational skills.
• Series 7 and 66 licenses or willingness to obtain within 12 months.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and escalate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH's in a timely manner.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

Skills

Verbal & written communication

People skills

Organizational skills

Client service mindset

Adaptability to changing environment

Education

Bachelor's degree or job-related experience

Tools

Series 7 & 66 licenses

Willing to obtain licenses within 12 months

Job description

RBC Wealth Management in the United States is hiring a Client Associate/Registered Client Associate to support financial advisors and clients. You will handle account inquiries, documentation, and onboarding in a fast-paced, collaborative environment.

This role emphasizes a client-first approach, adherence to compliance, and the ability to research and resolve problems. A Bachelor's degree and licenses (Series 7/66) are required or will be pursued within 12 months; training and development are