Wealth Management Client Associate (License-ready)

RBC; Seattle (WA); On-site; USD 40,000 - 70,000; Full time

Benefits offered by this job

Comprehensive benefits and Total ''d

Coaching and development opportunities

Flexible work arrangements

Job summary

RBC Wealth Management is seeking a Client Associate/Registered Client Associate in Seattle to serve financial advisors and clients with a client-first approach. You will handle account inquiries, onboarding, documentation, and transfers, while upholding compliance and confidentiality.

In this role you’ll collaborate across teams, leverage technology to improve processes, and support advisors in managing and growing client relationships within a dynamic, inclusive culture.

Qualifications

• Bachelor’s degree or job-related experience.
• Strong soft skills including verbal and written communication, people, organizational, and client service skills.
• Attention to detail coupled with the mindset of how you can make advisors more efficient and effective.
• Series 7 and 66 (or 63/65) licenses or the willingness to get licensed within 12 months of hire.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining relevant account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH’s in a timely manner.
• Maintain confidentiality in accordance with RBC’s Code of Conduct.

Skills

Customer Service

Data Entry

Data Gathering Analysis

Desktop Tools

Group Problem Solving

Interpersonal Relationships

Knowledge Organization

Teamwork

Time Management

Word Processing Software

Education

Bachelor’s degree

Series 7 and 66 licenses or 63/65

Tools

Licensing and regulatory compliance tools

Job description

RBC Wealth Management is seeking a Client Associate/Registered Client Associate in Seattle to serve financial advisors and clients with a client-first approach. You will handle account inquiries, onboarding, documentation, and transfers, while upholding compliance and confidentiality.

In this role you’ll collaborate across teams, leverage technology to improve processes, and support advisors in managing and growing client relationships within a dynamic, inclusive culture.