Wealth Management Client Associate

RBC Capital Markets LLC; Dallas (TX); On-site; USD 40,000 - 70,000; Full time

Benefits offered by this job

Bonuses and benefits

Stock plans where applicable

Flexible compensation options

Job summary

RBC Wealth Management in Dallas is seeking aClient Associate/Registered Client Associate to support financial advisors and clients. You will handle client inquiries, process trades and transfers, and maintain accurate account records with a strong client-first approach.

The role emphasizes compliance, confidentiality, and collaboration across the branch, with training and development opportunities to advance in wealth management.

Qualifications

• Must-have: Bachelor's degree or job-related experience.
• Strong verbal and written communication, people, organizational, and client service skills.
• Attention to detail and a focus on making advisors more efficient.
• Series 7 and 66 licenses or willingness to obtain within 12 months of hire.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining necessary documentation and communicating items needed.
• Facilitate transfers of funds and securities, complete trades, and process checks, wires and ACHs promptly.
• Maintain confidentiality according to RBC's Code of Conduct.

Skills

Customer Knowledge

Customer Service

Customer Service Management

Group Problem Solving

Identifying Sales Opportunities

Interpersonal Relationship Management

Oral Communications

Perseverance and Follow-Through

Product Services

Sales Activities

Education

Bachelor's degree or job-related experience

Job description

RBC Wealth Management in Dallas is seeking aClient Associate/Registered Client Associate to support financial advisors and clients. You will handle client inquiries, process trades and transfers, and maintain accurate account records with a strong client-first approach.

The role emphasizes compliance, confidentiality, and collaboration across the branch, with training and development opportunities to advance in wealth management.