Wealth Management Client Associate | Client-First Support

RBC Capital Markets LLC; Cockeysville (MD); On-site; USD 45,000 - 70,000; Full time

Benefits offered by this job

401(k) with company matching

Health, dental, vision, life and long‑

Disability insurance

Paid time off

Coaching and development opportunities

Opportunities to build client-relating

Job summary

RBC Wealth Management is seeking a Registered Client Associate to support financial advisors and clients. You will handle account questions, onboarding, and documentation to ensure compliant, smooth operations in a fast-paced branch setting.

You will collaborate with advisors, process transfers, and maintain client records while growing your knowledge of products and technology. This role emphasizes client-first service and professional growth within a large wealth-management platform.

Qualifications

• Bachelor's degree or job-related experience.
• Strong soft skills including verbal and written communication, people, organizational, and client service skills.
• Attention to detail coupled with the mindset of how you can make advisors more efficient and effective.
• Series 7 and 66 (or 63/65) licenses or the willingness to get licensed within 12 months of hire.
• Ability to adapt to a rapidly changing business and technology environment.

Responsibilities

• Build and maintain professional relationships with clients by assisting them and answering account questions.
• Take initiative to handle account inquiries and customer needs and elevate to financial advisors when appropriate.
• Adhere to compliance standards by obtaining and maintaining appropriate account documentation and communicate with clients about items needed.
• Facilitate the transfer of funds and securities, complete trades in client accounts, and process checks, wires and ACH's in a timely manner.
• Maintain confidentiality in accordance with RBC's Code of Conduct.

Skills

Verbal & written communication

Client service skills

Attention to detail

Adaptability to change

Licensing: Series 7 & 66 or 63/65

Education

Bachelor's degree or job-related experience

Job description

RBC Wealth Management is seeking a Registered Client Associate to support financial advisors and clients. You will handle account questions, onboarding, and documentation to ensure compliant, smooth operations in a fast-paced branch setting.

You will collaborate with advisors, process transfers, and maintain client records while growing your knowledge of products and technology. This role emphasizes client-first service and professional growth within a large wealth-management platform.